LABATE JOHN A 4
4 · GOLD RESOURCE CORP · Filed Aug 3, 2018
Insider Transaction Report
Form 4
LABATE JOHN A
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-08-02+5,978→ 11,956 total - Exercise/Conversion
Restricted Stock Units
2018-08-02−5,978→ 5,979 total→ Common Stock (5,978 underlying)
Footnotes (3)
- [F1]The restricted stock granted to the reporting person on July 6, 2016 vested and such restricted stock units settled for shares of the Company's common stock.
- [F2]Each restricted stock unit represents the contingent right to receive one share of the Company's common stock upon vesting of the unit.
- [F3]The awards vest in three equal tranches on the anniversary of the 7/6/16 grant date unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued employment through such vesting date and shall expire on the vesting date of the third tranche of units.