AxoGen, Inc.·4

Aug 9, 4:44 PM ET

MCCARREY SHAWN F 4

4 · AxoGen, Inc. · Filed Aug 9, 2018

Insider Transaction Report

Form 4
Period: 2018-08-07
MCCARREY SHAWN F
SVP of Sales
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to purchase)

    2018-08-0755,00013,000 total
    Exercise: $3.67From: 2017-03-01Exp: 2020-03-01Common Stock (55,000 underlying)
  • Tax Payment

    Common Stock

    2018-08-07$39.30/sh5,136$201,84582,921 total
  • Exercise/Conversion

    Common Stock

    2018-08-07$3.67/sh+55,000$201,85088,057 total
Footnotes (1)
  • [F1]This Form is being filed to report the exercise of a stock option for a total of 55000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 49,864 shares of common stock.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -