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4//SEC Filing

MAITLAND TRACY V 4

Accession 0001179110-18-011167

CIK 0001219120other

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 5:40 PM ET

Size

8.0 KB

Accession

0001179110-18-011167

Insider Transaction Report

Form 4
Period: 2018-09-05
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
  • Purchase

    Common Stock

    2018-09-06$15.68/sh+38,000$595,97791,250 total(indirect: By LLC)
  • Purchase

    Common Stock

    2018-09-05$15.69/sh+12,000$188,26653,250 total(indirect: By LLC)
Footnotes (2)
  • [F1]Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  • [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.

Issuer

ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND

CIK 0001219120

Entity typeother

Related Parties

1
  • filerCIK 0001251345

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 5:40 PM ET
Size
8.0 KB