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ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND·4

Sep 6, 5:40 PM ET

MAITLAND TRACY V 4

4 · ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · Filed Sep 6, 2018

Insider Transaction Report

Form 4
Period: 2018-09-05
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
  • Purchase

    Common Stock

    2018-09-06$15.68/sh+38,000$595,977→ 91,250 total(indirect: By LLC)
  • Purchase

    Common Stock

    2018-09-05$15.69/sh+12,000$188,266→ 53,250 total(indirect: By LLC)
Footnotes (2)
  • [F1]Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  • [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.

Documents

2 files