4//SEC Filing
MAITLAND TRACY V 4
Accession 0001179110-18-011266
CIK 0001219120other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 11:05 AM ET
Size
8.0 KB
Accession
0001179110-18-011266
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Purchase
Common Stock
2018-09-10$15.71/sh+12,000$188,464→ 115,250 total(indirect: By LLC) - Purchase
Common Stock
2018-09-07$15.70/sh+12,000$188,370→ 103,250 total(indirect: By LLC)
Footnotes (2)
- [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
Documents
Issuer
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CIK 0001219120
Entity typeother
Related Parties
1- filerCIK 0001251345
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 11:05 AM ET
- Size
- 8.0 KB