Bradley Faeth 4
4 · New York & Company, Inc. · Filed Sep 28, 2018
Insider Transaction Report
Form 4
Bradley Faeth
EVP, Human Resources
Transactions
- Award
Stock Appreciation Rights
2018-08-27+57,377→ 57,377 totalExercise: $4.88Exp: 2028-08-27→ Common Stock (57,377 underlying) - Award
Common Stock
2018-08-27$4.88/sh+12,295$60,000→ 111,382 total
Footnotes (3)
- [F1]The reporting person was awarded restricted stock which vests on August 27, 2021.
- [F2]Includes 64,691 shares of common stock; 7,198 vested deferred stock units; 822 deferred stock units which vest on August 31, 2020; 6,376 deferred stock units which vest onMarch 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 12,295 shares of restricted stock which vest on August 27, 2021.
- [F3]The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 14,344 on August 27, 2019; 14,344 on August 27, 2020, and 28,689 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock.