Home/Filings/4/0001179110-18-011938
4//SEC Filing

Einiger Roger 4

Accession 0001179110-18-011938

CIK 0000039677other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 5:07 PM ET

Size

9.9 KB

Accession

0001179110-18-011938

Insider Transaction Report

Form 4
Period: 2018-10-01
Transactions
  • Disposition to Issuer

    Stock Units

    2018-10-02$21.50/sh25,862$556,0330 total
    Exp: 2018-10-02Common Stock (25,862 underlying)
  • Award

    Stock Units

    2018-10-01$20.00/sh+1,062$21,24025,862 total
    Common Stock (1,062 underlying)
  • Disposition to Issuer

    Common Stock

    2018-10-02$21.50/sh12,416$266,9440 total
Footnotes (5)
  • [F1]Disposed of as a result of merger pursuant to previously announced Agreement and Plan of Merger, dated as of June 7, 2018 by and among the issuer, Taylor Morrison Home Corporation, Taylor Morrison Communities, Inc., and Thor Merger Sub, Inc.
  • [F2]The units convert to Common Stock of the issuer on a 1-for-1 basis.
  • [F3]The units, which represent a deferral of a portion of a director's fees payable to the Reporting Person, are fully vested at all times and are convertible into shares of Issuer's Common Stock at the earlier of a date specified by the Reporting Person or the date on which the Reporting Person no longer serves as a director of the Issuer.
  • [F4]Represents the most recent closing price of Issuer's Common Stock prior to the date of grant, which closing price represents the denominator for purposes of determining the number of Stock Units attributable to the Reporting Person's deferral account.
  • [F5]Fully vested.

Issuer

AV Homes, Inc.

CIK 0000039677

Entity typeother

Related Parties

1
  • filerCIK 0001308025

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:07 PM ET
Size
9.9 KB