4//SEC Filing
MAITLAND TRACY V 4
Accession 0001179110-18-012151
CIK 0001219120other
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 1:25 PM ET
Size
6.4 KB
Accession
0001179110-18-012151
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Purchase
Common Stock
2018-10-10$14.70/sh+20,000$293,958→ 141,250 total(indirect: By LLC)
Footnotes (2)
- [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
Documents
Issuer
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CIK 0001219120
Entity typeother
Related Parties
1- filerCIK 0001251345
Filing Metadata
- Form type
- 4
- Filed
- Oct 11, 8:00 PM ET
- Accepted
- Oct 12, 1:25 PM ET
- Size
- 6.4 KB