4//SEC Filing
Toal Sheamus 4
Accession 0001179110-18-012890
CIK 0001211351other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 5:07 PM ET
Size
8.7 KB
Accession
0001179110-18-012890
Insider Transaction Report
Form 4
Toal Sheamus
EVP and CFO
Transactions
- Exercise/Conversion
Common Stock
2018-11-13$1.46/sh+25,000$36,500→ 279,211 total - Exercise/Conversion
Options to Purchase Common Stock
2018-11-13+25,000→ 0 totalExercise: $1.46Exp: 2018-11-13→ Common Stock (25,000 underlying)
Holdings
- 19,000(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]The reporting person exercised options to purchase common stock that by their original terms were set to expire and be cancelled on November 19, 2018 if not exercised by such date.
- [F2]Includes 187,489 shares of common stock, including the 25,000 shares of common stock received upon the reporting person exercising 25,000 options to purchase common stock on November 13, 2018; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.
- [F3]Represents common stock indirectly beneficially owned by the reporting person.
- [F4]The shares continue to be held of record by the reporting person as custodian for his daughter.
- [F5]The options became exercisable in four annual installments on the following dates: 6,250 shares on November 19, 2009; 6,250 shares on November 19, 2010; 6,250 shares on November 19, 2011; and 6,250 shares on November 19, 2012.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001309032
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 5:07 PM ET
- Size
- 8.7 KB