Smith Benjamin T. IV 4
4 · GLU MOBILE INC · Filed Dec 7, 2018
Insider Transaction Report
Form 4
GLU MOBILE INCGLUU
Smith Benjamin T. IV
Director
Transactions
- Sale
Common Stock
2018-12-06$7.30/sh−50,000$365,110→ 139,595 total - Sale
Common Stock
2018-12-06$7.40/sh−29,595$219,041→ 110,000 total - Sale
Common Stock
2018-12-06$7.40/sh−100,000$740,030→ 10,000 total - Exercise/Conversion
Common Stock
2018-12-06$2.40/sh+50,000$120,000→ 189,595 total - Exercise/Conversion
Stock Option (right to buy)
2018-12-06−50,000→ 0 totalExercise: $2.40Exp: 2019-06-06→ Common Stock (50,000 underlying)
Footnotes (4)
- [F1]Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F2]Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F3]Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F4]The option vested over a 12 month period, with 8.333% of the shares vesting on July 6, 2013, the one month anniversary of the vesting commencement date, and the remaining shares vesting in 11 equal monthly installments thereafter, such that the option was fully vested on June 6, 2014.