4//SEC Filing
O'Neill Brian 4
Accession 0001179110-19-000214
CIK 0001422841other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:24 PM ET
Size
10.7 KB
Accession
0001179110-19-000214
Insider Transaction Report
Form 4
O'Neill Brian
Director
Transactions
- Exercise/Conversion
Ordinary Shares
2018-12-31+1,869→ 12,711 total - Exercise/Conversion
Deferred Compensation - Phantom Share Unit
2018-12-31−1,869.53→ 0 total→ Ordinary Shares (1,869.53 underlying) - Award
Deferred Compensation - Phantom Share Unit
2019-01-02$20.01/sh+674.66$13,500→ 674.66 total→ Ordinary Shares (674.66 underlying)
Footnotes (5)
- [F1]On December 31, 2018, pursuant to the Issuer's Independent Directors' Deferred Compensation Program (the "Program") which was established under the Issuer's 2016 Share Option and Incentive Plan (the "Plan"), 1,869.53 phantom shares units held by the reporting person vested and were automatically converted into 1,869 ordinary shares of the Issuer, (the "Ordinary Shares"), plus $10.01 in cash in lieu of any fractional Ordinary Shares, based on the Issuer's closing share price as reported on The New York Stock Exchange on December 31, 2018.
- [F2]Each phantom share unit (which is in the form of a deferred compensation share unit) is the economic equivalent of one ordinary share of the Issuer.
- [F3]Represents the number of phantom share units credited to the reporting person's deferred account pursuant to the Program. The number of whole and fractional phantom share units credited to the reporting person's deferred account is equal to 120% of the aggregate deferred cash fees that would otherwise be payable on such date divided by the closing price of the Issuer's ordinary shares on the award date.
- [F4]Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2018.
- [F5]Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2020.
Documents
Issuer
AquaVenture Holdings Ltd
CIK 0001422841
Entity typeother
Related Parties
1- filerCIK 0001686320
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:24 PM ET
- Size
- 10.7 KB