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ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND·4

Jan 16, 5:13 PM ET

MAITLAND TRACY V 4

4 · ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · Filed Jan 16, 2019

Insider Transaction Report

Form 4
Period: 2019-01-16
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
  • Purchase

    Common Stock

    2019-01-16$13.61/sh+21,000$285,762→ 177,250 total(indirect: By LLC)
Footnotes (2)
  • [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  • [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.

Documents

2 files