AMERIPRISE FINANCIAL INC·4

Feb 5, 5:36 PM ET

Kupper Randy 4

4 · AMERIPRISE FINANCIAL INC · Filed Feb 5, 2019

Insider Transaction Report

Form 4
Period: 2019-02-01
Kupper Randy
EVP Technology and CIO
Transactions
  • Tax Payment

    Common Stock

    2019-02-01$126.89/sh159$20,17625,478 total
  • Award

    Employee Stock Option (right to buy)

    2019-02-01+19,05319,053 total
    Exercise: $126.89Exp: 2029-02-01Common Stock (19,053 underlying)
  • Award

    Common Stock

    2019-02-01+4,32625,637 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    46.7
Footnotes (2)
  • [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 31, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F2]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -