SABES STEVEN F 5
5 · GWG Holdings, Inc. · Filed Feb 13, 2019
Insider Transaction Report
Form 5
SABES STEVEN F
DirectorPresident and Secretary10% Owner
Transactions
- Gift
Common Stock
2018-12-07−100,000→ 952,739 total - Other
Common Stock
2018-12-07−48,544→ 904,195 total
Holdings
- 100,000(indirect: By LLC)
Common Stock
- 1,072,382(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]A Delaware limited liability Company managed by ISF Management, LLC, a Delaware limited liability company, of which the Reporting Person is a manger. The Reporting Person disclaims beneficial ownership of the shares held by Insurance Strategies Fund, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
- [F2]A Nevada limited liability company, of which the Reporting Person is sole manager.
- [F3]Pursuant to divorce decree