4//SEC Filing
KINDEL CHARLES E. JR. 4
Accession 0001179110-19-002171
CIK 0001259515other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:38 PM ET
Size
19.8 KB
Accession
0001179110-19-002171
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
KINDEL CHARLES E. JR.
SVP of Products
Transactions
- Exercise/Conversion
Common Stock
2019-02-15+3,366→ 10,850 total - Exercise/Conversion
Common Stock
2019-02-15+7,750→ 17,601 total - Tax Payment
Common Stock
2019-02-15$17.89/sh−820$14,670→ 18,192 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-02-15−3,366→ 6,734 total→ Common Stock (3,366 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-15−3,366→ 6,734 total→ Common Stock (3,366 underlying) - Exercise/Conversion
Common Stock
2019-02-15+3,366→ 19,012 total - Tax Payment
Common Stock
2019-02-15$17.89/sh−999$17,872→ 9,851 total - Tax Payment
Common Stock
2019-02-15$17.89/sh−1,955$34,975→ 15,646 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-02-15−7,750→ 0 total→ Common Stock (7,750 underlying)
Holdings
- 214(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Each Unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]Shares held in Reporting Person's 401(k) Plan.
- [F4]This PSU award was granted on June 1, 2018. One-third of the shares in the award vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This PSU award was granted on June 1, 2018, and these shares represent all of the shares in the award which vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal.
- [F6]This RSU award was granted on June 1, 2018. One-third of the shares in the award vested on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001748820
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:38 PM ET
- Size
- 19.8 KB