Inchaustegui Roberto 4
4 · ECOLAB INC. · Filed Mar 5, 2019
Insider Transaction Report
Form 4
ECOLAB INC.ECL
Inchaustegui Roberto
EVP-Global Specialty Sector
Transactions
- Exercise/Conversion
Common Stock
2019-03-04$55.59/sh+14,400$800,568→ 41,232 total - Exercise/Conversion
Common Stock
2019-03-04$71.54/sh+22,800$1,631,112→ 64,032 total - Sale
Common Stock
2019-03-04$170.34/sh−11,320$1,928,260→ 52,712 total - Sale
Common Stock
2019-03-04$168.85/sh−13,125$2,216,169→ 39,587 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-03-04−22,800→ 0 totalExercise: $71.54From: 2013-12-05Exp: 2022-12-05→ Common Stock (22,800 underlying) - Sale
Common Stock
2019-03-04$168.18/sh−12,755$2,145,187→ 26,832 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-03-04−14,400→ 0 totalExercise: $55.59From: 2012-12-01Exp: 2021-12-01→ Common Stock (14,400 underlying)
Holdings
- 1,638.711(indirect: By Ecolab Savings Plan)
Common Stock
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $170.00 to $170.75, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $168.49 to $169.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $168.05 to $168.33, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2019. (The 1,638.711 UNITS are the equivalent of approximately 3,009 SHARES of the issuer's Common Stock.)
- [F5]The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.