Bartelli Whitney A. 4
4 · National Bank Holdings Corp · Filed Mar 18, 2019
Insider Transaction Report
Form 4
Bartelli Whitney A.
Chief Marketing Officer
Transactions
- Exercise/Conversion
Common Stock
2019-03-14$19.85/sh+160$3,176→ 1,952 total - Sale
Common Stock
2019-03-14$34.38/sh−280$9,627→ 1,672 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-03-15−330→ 0 totalExercise: $19.85Exp: 2025-09-01→ Common Stock (330 underlying) - Exercise/Conversion
Common Stock
2019-03-15$19.85/sh+330$6,551→ 2,002 total - Sale
Common Stock
2019-03-15$34.49/sh−560$19,315→ 1,442 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-03-14−160→ 330 totalExercise: $19.85Exp: 2025-09-01→ Common Stock (160 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $34.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.21 to $34.71, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.