VANTAGEPOINT VENTURE ASSOCIATES IV LLC 4
4 · GAIN Capital Holdings, Inc. · Filed Mar 18, 2019
Insider Transaction Report
Form 4
Transactions
- Award
Common Stock
2019-03-14+15,290→ 109,477 total(indirect: Thomas A. Bevilacqua)
Holdings
- 6,576,911
Common Stock
- 1,814,824
Common Stock
- 658,417
Common Stock
- 23,956
Common Stock
Footnotes (8)
- [F1]Restricted Stock Units that vest monthly over one year, beginning on the day immediately following the Company's 2019 Annual Meeting of Stockholders.
- [F2]Includes 12,500 restricted stock units, which vest monthly over one year, beginning on the day immediately after the Company's 2018 Annual Meeting of Stockholders. As of the date of this report, 8,328 shares are vested and 4,172 are unvested.
- [F3]VantagePoint Management, Inc. has the voting and investment control over these shares. Only VantagePoint Management, Inc. and Alan E. Salzman, its Chief Executive Officer, are acquiring beneficial ownership of these shares.
- [F4]By VantagePoint Venture Partners IV (Q), L.P.
- [F5]By VantagePoint Venture Partners IV, L.P.
- [F6]By VantagePoint Venture Partners IV Principals Fund, L.P.
- [F7]By VP New York Venture Partners, L.P.
- [F8]The General Partner is VantagePoint Venture Associates IV, L.L.C. Alan E. Salzman is a managing member of the General Partner and may be deemed to have voting and investment power with respect to the shares or warrants held by these entities. Mr. Salzman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The Reporting Persons may be deemed to be acting as a group in relation to their respective holdings in the Issuer, but do not affirm the existence of any such group.