4//SEC Filing
Toal Sheamus 4
Accession 0001179110-19-004181
CIK 0001211351other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:44 PM ET
Size
8.7 KB
Accession
0001179110-19-004181
Insider Transaction Report
Form 4
Toal Sheamus
EVP and CFO
Transactions
- Award
Common Stock
2019-03-19+8,357→ 295,925 total - Award
Common Stock
2019-03-19$2.73/sh+8,357$22,815→ 287,568 total
Holdings
- 19,000(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]The securities consist of deferred stock units (DSU's) acquired under the Company's Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal year 2018 cash bonus equal to the fair market value on the date of grant.
- [F2]The securities consist of deferred stock units (DSU's) acquired under the Company's Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant.
- [F3]Includes 187,489 shares of common stock; 34,997 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.
- [F4]Represents common stock indirectly beneficially owned by the reporting person.
- [F5]The shares continue to be held of record by the reporting person as custodian for his daughter.
Documents
Issuer
RTW Retailwinds, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001309032
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 4:44 PM ET
- Size
- 8.7 KB