Viscuso Michael 4
4 · Carbon Black, Inc. · Filed Apr 26, 2019
Insider Transaction Report
Form 4
Viscuso Michael
Chief Technology Officer
Transactions
- Award
Common Stock
2019-04-24+18,811→ 304,479 total - Award
Stock Option (Right to Buy)
2019-04-24+40,443→ 40,443 totalExercise: $13.29Exp: 2029-04-24→ Common Stock (40,443 underlying)
Holdings
- 806,132(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The shares were acquired pursuant to a restricted stock unit award under the Carbon Black, Inc. 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on June 2, 2020, and thereafter in twelve equal quarterly installments commencing on September 2, 2020.
- [F2]The shares are held directly by Legion Capital, LLC. Kyrus Holdings, Inc. ("Kyrus Holdings") is an entity that controls Legion Capital, LLC. Mr. Viscuso is a member of the board of directors and a minority and non-controlling stockholder of Kyrus Holdings. Mr. Viscuso disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
- [F3]The stock option vests 25% on April 24, 2020 and the remainder vests in equal monthly installments such that the option will be fully vested on April 24, 2023.