4//SEC Filing
POLK RYAN JAMES 4
Accession 0001179110-19-006161
CIK 0001366527other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:29 PM ET
Size
8.9 KB
Accession
0001179110-19-006161
Insider Transaction Report
Form 4
POLK RYAN JAMES
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2019-05-14$5.98/sh+128,000$765,440→ 197,995 total - Sale
Common Stock
2019-05-14$19.00/sh−128,000$2,432,000→ 69,995 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-14−128,000→ 172,000 totalExercise: $5.98Exp: 2027-01-26→ Common Stock (128,000 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.01, inclusive. The reporting person undertakes to provide to Carbon Black, Inc., any security holder of Carbon Black, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.
Documents
Issuer
Carbon Black, Inc.
CIK 0001366527
Entity typeother
Related Parties
1- filerCIK 0001738570
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:29 PM ET
- Size
- 8.9 KB