Viscuso Michael 4
4 · Carbon Black, Inc. · Filed May 16, 2019
Insider Transaction Report
Form 4
Viscuso Michael
Chief Technology Officer
Transactions
- Sale
Common Stock
2019-05-14$19.00/sh−120,000$2,280,000→ 184,479 total
Holdings
- 756,132(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.03, inclusive. The reporting person undertakes to provide to Carbon Black, Inc., any security holder of Carbon Black, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The shares are held directly by Legion Capital, LLC. Kyrus Holdings, Inc. ("Kyrus Holdings") is an entity that controls Legion Capital, LLC. Mr. Viscuso is a member of the board of directors and a minority and non-controlling stockholder of Kyrus Holdings. Mr. Viscuso disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.