4//SEC Filing
KINDEL CHARLES E. JR. 4
Accession 0001179110-19-006203
CIK 0001259515other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:02 PM ET
Size
19.8 KB
Accession
0001179110-19-006203
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
KINDEL CHARLES E. JR.
SVP of Products
Transactions
- Tax Payment
Common Stock
2019-05-15$23.76/sh−206$4,895→ 18,828 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−206$4,895→ 19,464 total - Exercise/Conversion
Common Stock
2019-05-15+5,050→ 24,514 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−1,230$29,225→ 23,284 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−842→ 5,892 total→ Common Stock (842 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−842→ 5,892 total→ Common Stock (842 underlying) - Exercise/Conversion
Common Stock
2019-05-15+842→ 19,034 total - Exercise/Conversion
Common Stock
2019-05-15+842→ 19,670 total - Exercise/Conversion
Restricted Stock Units
2019-05-15−5,050→ 5,050 total→ Common Stock (5,050 underlying)
Holdings
- 429(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]Shares held in Reporting Person's 401(k) Plan.
- [F4]This PSU award was granted on June 1, 2018. One-third of the shares in the award vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This RSU award was granted on June 1, 2018. One-third of the shares in the award vested on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F6]This RSU was granted June 1, 2018. One-fourth of the shares in the award vested on August 15, 2018. The next 1/4 of the shares vested on November 15, 2018, the next 1/4 on May 15, 2019, and the remaining 1/4 will vest on November 15, 2019.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001748820
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 9:02 PM ET
- Size
- 19.8 KB