4//SEC Filing
PLAEHN MARTIN 4
Accession 0001179110-19-006205
CIK 0001259515other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:03 PM ET
Size
25.0 KB
Accession
0001179110-19-006205
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
PLAEHN MARTIN
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-05-15−3,750→ 11,250 total→ Common Stock (3,750 underlying) - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−3,750→ 11,250 total→ Common Stock (3,750 underlying) - Tax Payment
Common Stock
2019-05-15$23.76/sh−962$22,857→ 153,496 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−962$22,857→ 154,705 total - Exercise/Conversion
Common Stock
2019-05-15+3,750→ 151,106 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−1,099$26,112→ 150,007 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−1,470$34,927→ 152,287 total - Exercise/Conversion
Common Stock
2019-05-15+2,171→ 154,458 total - Exercise/Conversion
Common Stock
2019-05-15+2,171→ 155,667 total - Exercise/Conversion
Common Stock
2019-05-15+3,750→ 153,757 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−2,171→ 15,196 total→ Common Stock (2,171 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−2,171→ 15,196 total→ Common Stock (2,171 underlying)
Holdings
- 1,111(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]Shares held in Reporting Person's 401(k) Plan.
- [F4]This PSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This RSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F6]This PSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F7]This RSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001229280
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 9:03 PM ET
- Size
- 25.0 KB