4//SEC Filing
Novakovich Mark 4
Accession 0001179110-19-006206
CIK 0001259515other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:03 PM ET
Size
25.0 KB
Accession
0001179110-19-006206
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Novakovich Mark
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2019-05-15$23.76/sh−586$13,923→ 30,482 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−309$7,342→ 31,972 total - Exercise/Conversion
Common Stock
2019-05-15+2,000→ 29,654 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−586$13,923→ 29,068 total - Exercise/Conversion
Common Stock
2019-05-15+1,054→ 31,536 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−309$7,342→ 31,227 total - Exercise/Conversion
Common Stock
2019-05-15+1,054→ 32,281 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−1,054→ 7,380 total→ Common Stock (1,054 underlying) - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−2,000→ 6,000 total→ Common Stock (2,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−2,000→ 6,000 total→ Common Stock (2,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−1,054→ 7,380 total→ Common Stock (1,054 underlying) - Exercise/Conversion
Common Stock
2019-05-15+2,000→ 31,068 total
Holdings
- 1,084(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]Shares held in Reporting Person's 401(k) Plan.
- [F4]This PSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This RSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F6]This PSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F7]This RSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001652225
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 9:03 PM ET
- Size
- 25.0 KB