4/A//SEC Filing
Judd Bryce 4/A
Accession 0001179110-19-007316
CIK 0001259515other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 1:26 PM ET
Size
31.0 KB
Accession
0001179110-19-007316
Insider Transaction Report
Form 4/AAmended
CONTROL4 CORPCTRL
Judd Bryce
SVP of Sales
Transactions
- Exercise/Conversion
Common Stock
2019-05-15+1,517→ 11,433 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−445$10,573→ 10,988 total - Exercise/Conversion
Common Stock
2019-05-15+1,038→ 13,096 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−305$7,247→ 12,791 total - Exercise/Conversion
Common Stock
2019-05-15+1,517→ 10,361 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−445$10,573→ 9,916 total - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−1,517→ 4,550 total→ Common Stock (1,517 underlying) - Exercise/Conversion
Performance-based Restricted Stock Units
2019-05-15−758→ 5,309 total→ Common Stock (758 underlying) - Exercise/Conversion
Common Stock
2019-05-15+758→ 11,746 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−223$5,298→ 11,523 total - Exercise/Conversion
Common Stock
2019-05-15+758→ 12,281 total - Tax Payment
Common Stock
2019-05-15$23.76/sh−223$5,298→ 12,058 total - Exercise/Conversion
Restricted Stock Units
2019-05-15−1,517→ 4,550 total→ Common Stock (1,517 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−758→ 5,309 total→ Common Stock (758 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-15−1,038→ 1,039 total→ Common Stock (1,038 underlying)
Holdings
- 1,041(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]Shares held in Reporting Person's 401(k) Plan.
- [F4]This PSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This RSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F6]This PSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F7]This RSU award was granted on January 4, 2018. One-third of the shares in the award vested on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F8]This RSU award was granted on June 30, 2016. One-third of the shares in the award vested on February 15, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F9]This Amendment is filed to correct the column "Amount of Securities Beneficially Owned Following Reported Transaction(s)" in Table 1. Each entry in the orginal filing, except the entry related to the shares that are indirectly owned, should have contained an additional 8844 shares. This number has now been added to each entry in this amended form.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001678455
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 1:26 PM ET
- Size
- 31.0 KB