Home/Filings/3/0001179110-19-007351
3//SEC Filing

RUNNELLS JOHN E 3

Accession 0001179110-19-007351

CIK 0001397702other

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 4:36 PM ET

Size

6.4 KB

Accession

0001179110-19-007351

Insider Transaction Report

Form 3
Period: 2019-05-31
Holdings
  • Common Stock

    (indirect: See footnotes)
    3,419,453
  • Common Stock

    (indirect: See footnotes)
    859,496
  • Common Stock

    (indirect: See Footnotes)
    741
Footnotes (4)
  • [F1]These shares are held directly by Vertical Fund I, L.P. ("VFI").
  • [F2]The Vertical Group, L.P., a Delaware limited partnership, is the sole general partner of each of VFI and Vertical Fund II, L.P. ("VFII"), and The Vertical Group GP, LLC, a Delaware limited liability company, controls The Vertical Group, L.P. The sole members and managers of The Vertical Group GP, LLC are Messrs. Tony M. Chou, Richard B. Emmitt, Jack W. Lasersohn and John E. Runnells. Per agreement of the parties, Messrs. Chou and Lasersohn have no investment or voting power over Silk Road Medical, Inc. securities held by VFI, VFII and the Vertical Group, Inc. ("VGI"), while Messrs. Emmitt and Runnells share voting and investment power over such securities. Mr. Runnells disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F3]These shares are held directly by VFII.
  • [F4]These shares are held directly by VGI.

Issuer

Silk Road Medical Inc

CIK 0001397702

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001083928

Filing Metadata

Form type
3
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 4:36 PM ET
Size
6.4 KB