Hickey Michael A 4
4 · ECOLAB INC. · Filed Jun 7, 2019
Insider Transaction Report
Form 4
ECOLAB INC.ECL
Hickey Michael A
SVP - Global Bus. Development
Transactions
- Exercise/Conversion
Common Stock
2019-06-05$71.54/sh+32,600$2,332,204→ 75,722.026 total - Sale
Common Stock
2019-06-05$190.71/sh−36,771$7,012,671→ 38,951.026 total - Sale
Common Stock
2019-06-05$189.93/sh−8,064$1,531,563→ 30,887.026 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-06-05−32,600→ 0 totalExercise: $71.54From: 2013-12-05Exp: 2022-12-05→ Common Stock (32,600 underlying)
Holdings
- 4,101.871(indirect: By Ecolab Savings Plan)
Common Stock
Footnotes (5)
- [F1]The total includes 9.898 shares acquired by the reporting person on April 17, 2019 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
- [F2]This transaction was executed in multiple trades at prices ranging from $190.17 to $191.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $189.57 to $190.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2019. Includes 17.101 UNITS acquired since the reporting person's last report. (The 4,101.871 UNITS are the equivalent of approximately 7,523 SHARES of the issuer's Common Stock.
- [F5]The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.