Krohg Olaf N. 4

4 · AquaVenture Holdings Ltd · Filed Aug 2, 2019

Form 4

Period: 2019-06-28

Segment CEO

Transactions

Award
Ordinary Share
2019-06-28$16.97/sh+383$6,500→ 4,283 total
Exercise/Conversion
Restricted Share Units
2019-07-31−821→ 8,219 total
→ Ordinary Shares (821 underlying)
Tax Payment
Ordinary Shares
2019-07-31$17.23/sh−242$4,170→ 4,862 total
Exercise/Conversion
Ordinary Shares
2019-07-31+821→ 5,104 total

Holdings

Footnotes (6)

[F1]The reporting person is voluntarily reporting the acquisition of shares of the issuer's ordinary shares pursuant to the 2016 Employee Stock Purchase Plan (the ESPP). This transaction is also exempt pursuant to Rule 16b-3(c).
[F2]In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's ordinary shares on June 28, 2019.
[F3]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of July 31, 2019.
[F4]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
[F5]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
[F6]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.

Documents

1 file