4//SEC Filing
Krohg Olaf N. 4
Accession 0001179110-19-009040
CIK 0001422841other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:14 PM ET
Size
11.4 KB
Accession
0001179110-19-009040
Insider Transaction Report
Form 4
Krohg Olaf N.
Segment CEO
Transactions
- Award
Ordinary Share
2019-06-28$16.97/sh+383$6,500→ 4,283 total - Exercise/Conversion
Restricted Share Units
2019-07-31−821→ 8,219 total→ Ordinary Shares (821 underlying) - Tax Payment
Ordinary Shares
2019-07-31$17.23/sh−242$4,170→ 4,862 total - Exercise/Conversion
Ordinary Shares
2019-07-31+821→ 5,104 total
Holdings
- 3(indirect: By son)
Ordinary Shares
Footnotes (6)
- [F1]The reporting person is voluntarily reporting the acquisition of shares of the issuer's ordinary shares pursuant to the 2016 Employee Stock Purchase Plan (the ESPP). This transaction is also exempt pursuant to Rule 16b-3(c).
- [F2]In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's ordinary shares on June 28, 2019.
- [F3]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of July 31, 2019.
- [F4]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F5]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- [F6]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.
Documents
Issuer
AquaVenture Holdings Ltd
CIK 0001422841
Entity typeother
Related Parties
1- filerCIK 0001763951
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:14 PM ET
- Size
- 11.4 KB