5//SEC Filing
DeCubellis Kenneth 5
Accession 0001179110-19-010467
CIK 0001708341other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:29 PM ET
Size
11.8 KB
Accession
0001179110-19-010467
Insider Transaction Report
Form 5
DeCubellis Kenneth
DirectorChief Executive Officer
Transactions
- Other
Warrants to Purchase Common Stock
2017-10-18+45,000→ 45,000 totalExercise: $11.50From: 2017-11-18Exp: 2022-10-18→ Common Stock (45,000 underlying) - Other
Common Stock
2017-10-18$10.00/sh+45,000$450,000→ 3,895,000 total(indirect: By Black Ridge Oil & Gas, Inc.) - Other
Right to purchase common stock
2017-10-18+4,500→ 4,500 total(indirect: Held by Black Ridge Oil & Gas, Inc.)From: 2019-08-09Exp: 2019-08-19→ Common Stock (4,500 underlying)
Black Ridge Oil & Gas, Inc.
10% Owner
Transactions
- Other
Common Stock
2017-10-18$10.00/sh+45,000$450,000→ 3,895,000 total(indirect: By Black Ridge Oil & Gas, Inc.) - Other
Right to purchase common stock
2017-10-18+4,500→ 4,500 total(indirect: Held by Black Ridge Oil & Gas, Inc.)From: 2019-08-09Exp: 2019-08-19→ Common Stock (4,500 underlying) - Other
Warrants to Purchase Common Stock
2017-10-18+45,000→ 45,000 totalExercise: $11.50From: 2017-11-18Exp: 2022-10-18→ Common Stock (45,000 underlying)
Footnotes (2)
- [F1]Mr. DeCubellis as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest.
- [F2]The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit.
Documents
Issuer
Allied Esports Entertainment, Inc.
CIK 0001708341
Entity typeother
Related Parties
1- filerCIK 0001534148
Filing Metadata
- Form type
- 5
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:29 PM ET
- Size
- 11.8 KB