WARNER JOHN H JR 4
4 · CUBIC CORP /DE/ · Filed Oct 3, 2019
Insider Transaction Report
Form 4
WARNER JOHN H JR
Director
Transactions
- Exercise/Conversion
Common Stock
2019-10-01+1,664→ 28,550 total - Exercise/Conversion
Restricted Stock Units
2019-10-01−611→ 0 total→ Common Stock (611 underlying) - Exercise/Conversion
Restricted Stock Units
2019-10-01−1,053→ 1,052 total→ Common Stock (1,053 underlying)
Holdings
- 5,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
- [F2]This is the second and final vesting installment of RSUs granted to Reporting Person on November 27, 2017.
- [F3]This is the first of two vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 1,052 shares from such grant will vest October 1, 2020, subject to Reporting Person's continuous service through each application vesting date.
- [F4]Represents shares held in the John H. Warner, Jr. and Helga M. Warner, UA 12-01-1995 Warner Family Trust account, a trust for which Reporting Person and his spouse are Co-Trustees with full voting and dispositive rights.