BROWN DOUGLAS R 4
4 · AquaVenture Holdings Ltd · Filed Nov 1, 2019
Insider Transaction Report
Form 4
BROWN DOUGLAS R
DirectorChief Executive Officer
Transactions
- Tax Payment
Ordinary Shares
2019-10-31$19.62/sh−1,464$28,724→ 1,551,837 total - Exercise/Conversion
Restricted Share Units
2019-10-31−3,720→ 33,477 total→ Ordinary Shares (3,720 underlying) - Exercise/Conversion
Ordinary Shares
2019-10-31+3,720→ 1,553,301 total
Holdings
- 148,449(indirect: By Spouse)
Ordinary Shares
Footnotes (4)
- [F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of October 31, 2019.
- [F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- [F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.