4//SEC Filing
Ronin Capital, LLC 4
Accession 0001179110-19-011765
CIK 0001015739other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 6:32 PM ET
Size
10.6 KB
Accession
0001179110-19-011765
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
STAFFORD JOHN S III
10% Owner
Transactions
- Purchase
Common Stock
2019-11-13$2.87/sh+216$620→ 4,550,273 total - Purchase
Common Stock
2019-11-14$2.86/sh+309$883→ 4,550,582 total - Purchase
Common Stock
2019-11-15$2.89/sh+6,100$17,647→ 4,556,682 total
Ronin Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-11-13$2.87/sh+216$620→ 4,550,273 total - Purchase
Common Stock
2019-11-14$2.86/sh+309$883→ 4,550,582 total - Purchase
Common Stock
2019-11-15$2.89/sh+6,100$17,647→ 4,556,682 total
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $2.86 to $2.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.85 to $2.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $2.86 to $2.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001512282
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 6:32 PM ET
- Size
- 10.6 KB