Ronin Capital, LLC 4
4 · AWARE INC /MA/ · Filed Nov 20, 2019
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Ronin Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-11-18$2.95/sh+15,500$45,716→ 4,572,182 total
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $2.93 to $2.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.