4/A//SEC Filing
MAITLAND TRACY V 4/A
Accession 0001179110-19-013105
CIK 0001219120other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:48 AM ET
Size
6.9 KB
Accession
0001179110-19-013105
Insider Transaction Report
Form 4/AAmended
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Purchase
Common Stock
2019-01-16$13.61/sh+21,000$285,762→ 192,758.387 total(indirect: By LLC)
Footnotes (3)
- [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
- [F3]Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted.
Documents
Issuer
ADVENT CONVERTIBLE & INCOME FUND
CIK 0001219120
Entity typeother
Related Parties
1- filerCIK 0001251345
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 9:48 AM ET
- Size
- 6.9 KB