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ADVENT CONVERTIBLE & INCOME FUND·4/A

Dec 23, 9:48 AM ET

MAITLAND TRACY V 4/A

4/A · ADVENT CONVERTIBLE & INCOME FUND · Filed Dec 23, 2019

Insider Transaction Report

Form 4/AAmended
Period: 2019-01-16
ADVENT CONVERTIBLE & INCOME FUNDAVK
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
  • Purchase

    Common Stock

    2019-01-16$13.61/sh+21,000$285,762→ 192,758.387 total(indirect: By LLC)
Footnotes (3)
  • [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  • [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
  • [F3]Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted.

Documents

2 files