Ronin Capital, LLC 4
4 · AWARE INC /MA/ · Filed Jan 3, 2020
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Ronin Capital, LLC
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2020-01-02+5,000→ 4,577,182 total - Exercise/Conversion
Unrestricted Stock Award (Right to Acquire)
2020-01-02−5,000→ 0 totalExercise: $0.00→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company.
- [F2]The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.