PENA CARLOS R 4
4 · PIONEER ENERGY SERVICES CORP · Filed Jan 28, 2020
Insider Transaction Report
Form 4
PENA CARLOS R
VP & General Counsel
Transactions
- Exercise/Conversion
Common Stock
2020-01-24+25,649→ 182,704 total - Exercise/Conversion
Restricted Stock Units
2020-01-24−25,649→ 51,299 total→ Common Stock (25,649 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-25−23,292→ 23,292 total→ Common Stock (23,292 underlying) - Exercise/Conversion
Common Stock
2020-01-25+23,292→ 198,391 total - Tax Payment
Common Stock
2020-01-24$0.04/sh−7,605$304→ 175,099 total - Disposition to Issuer
Common Stock
2020-01-24$0.03/sh−25,649$769→ 175,099 total - Tax Payment
Common Stock
2020-01-25$0.04/sh−6,906$276→ 191,485 total - Exercise/Conversion
Phantom Stock Units
2020-01-24−25,649→ 51,299 totalFrom: 2020-01-24Exp: 2020-01-24→ Common Stock (25,649 underlying) - Exercise/Conversion
Common Stock
2020-01-24+25,649→ 200,748 total
Footnotes (4)
- [F1]Restricted Stock Units convert into common stock on a one-for-one basis.
- [F2]On January 24, 2019, the reporting person was granted 76,948 restricted stock units, vesting one-third on January 24, 2020, one-third on January 24, 2021, and the final one-third on January 24, 2022.
- [F3]On January 25, 2018, the reporting person was granted 69,876 restricted stock units, vesting one-third on January 25, 2019, one-third on January 25, 2020, and the final one-third on January 25, 2021.
- [F4]Each Phantom Stock Unit is the economic equivalent of one share of the Company's common stock. The reporting person settled his shares of phantom stock units in cash. The cash payment is based upon the average closing price of the Company's common stock for the last fourteen (14) days in December 2019, which was $.03.