4//SEC Filing
BROWN DOUGLAS R 4
Accession 0001179110-20-000988
CIK 0001422841other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:20 PM ET
Size
11.8 KB
Accession
0001179110-20-000988
Insider Transaction Report
Form 4
BROWN DOUGLAS R
DirectorChief Executive Officer
Transactions
- Tax Payment
Ordinary Shares
2020-01-31$27.00/sh−3,711$100,197→ 1,562,636 total - Exercise/Conversion
Restricted Share Units
2020-01-31−3,720→ 29,757 total→ Ordinary Shares (3,720 underlying) - Exercise/Conversion
Ordinary Shares
2020-01-31+14,510→ 1,566,347 total - Exercise/Conversion
Restricted Share Units
2020-01-31−10,790→ 32,370 total→ Ordinary Shares (10,790 underlying)
Holdings
- 148,449(indirect: By Spouse)
Ordinary Shares
Footnotes (5)
- [F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of January 31, 2020.
- [F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- [F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years.
- [F5]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2020, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years
Documents
Issuer
AquaVenture Holdings Ltd
CIK 0001422841
Entity typeother
Related Parties
1- filerCIK 0001162738
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:20 PM ET
- Size
- 11.8 KB