4//SEC Filing
Muller Lee S 4
Accession 0001179110-20-000991
CIK 0001422841other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:23 PM ET
Size
11.9 KB
Accession
0001179110-20-000991
Insider Transaction Report
Form 4
Muller Lee S
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Share Units
2020-01-31−1,249→ 9,988 total→ Ordinary Shares (1,249 underlying) - Tax Payment
Ordinary Shares
2020-01-31$27.00/sh−1,429$38,583→ 26,916 total - Exercise/Conversion
Ordinary Shares
2020-01-31+5,001→ 28,345 total - Exercise/Conversion
Restricted Share Units
2020-01-31−3,752→ 11,258 total→ Ordinary Shares (3,752 underlying)
Holdings
- 70,000(indirect: By Spouse)
Ordinary Shares
Footnotes (5)
- [F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of January 31, 2020.
- [F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- [F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.
- [F5]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2020, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years
Documents
Issuer
AquaVenture Holdings Ltd
CIK 0001422841
Entity typeother
Related Parties
1- filerCIK 0001686246
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:23 PM ET
- Size
- 11.9 KB