Muller Lee S 4

4 · AquaVenture Holdings Ltd · Filed Feb 4, 2020

Form 4

Period: 2020-01-31

Chief Financial Officer

Transactions

Exercise/Conversion
Restricted Share Units
2020-01-31−1,249→ 9,988 total
→ Ordinary Shares (1,249 underlying)
Tax Payment
Ordinary Shares
2020-01-31$27.00/sh−1,429$38,583→ 26,916 total
Exercise/Conversion
Ordinary Shares
2020-01-31+5,001→ 28,345 total
Exercise/Conversion
Restricted Share Units
2020-01-31−3,752→ 11,258 total
→ Ordinary Shares (3,752 underlying)

Holdings

Footnotes (5)

[F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of January 31, 2020.
[F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
[F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
[F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.
[F5]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2020, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years

Documents

1 file