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4//SEC Filing

Kupper Randy 4

Accession 0001179110-20-001389

CIK 0000820027other

View on SEC.gov Company Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:26 PM ET

Size

15.9 KB

Accession

0001179110-20-001389

Insider Transaction Report

Form 4

Period: 2020-02-06

AMERIPRISE FINANCIAL INCAMP

EVP Technology and CIO

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-07−21,416→ 0 total
Exercise: $87.79Exp: 2026-02-01→ Common Stock (21,416 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-07−1,523→ 0 total
Exercise: $107.61Exp: 2024-02-07→ Common Stock (1,523 underlying)
Sale
Common Stock
2020-02-07$175.42/sh−7,115$1,248,120→ 22,887 total
Exercise/Conversion
Common Stock
2020-02-07$107.61/sh+1,523$163,890→ 24,410 total
Tax Payment
Common Stock
2020-02-07$175.91/sh−15,824$2,783,600→ 30,002 total
Tax Payment
Common Stock
2020-02-06$175.91/sh−136$23,924→ 22,887 total
Exercise/Conversion
Common Stock
2020-02-07$87.79/sh+21,416$1,880,111→ 45,826 total

Holdings

Common Stock
(indirect: By 401(k))
47.086

Footnotes (3)

[F1]Reflects the weighted average price of 7,115 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2020 with sale prices ranging from $175.372 to $175.485 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
[F3]Fully vested.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeother

Related Parties

1

filerCIK 0001552030

Filing Metadata

Form type: 4
Filed: Feb 9, 7:00 PM ET
Accepted: Feb 10, 5:26 PM ET
Size: 15.9 KB

View on SEC.gov