ABBOTT LABORATORIES·4

Feb 25, 5:20 PM ET

Contreras Jaime 4

4 · ABBOTT LABORATORIES · Filed Feb 25, 2020

Insider Transaction Report

Form 4
Period: 2020-02-21
Contreras Jaime
Senior Vice President
Transactions
  • Award

    Common shares without par value

    2020-02-21+11,25045,956 total
  • Award

    Option (right to buy)

    2020-02-21+68,57868,578 total
    Exercise: $87.72From: 2021-02-21Exp: 2030-02-20Common shares (68,578 underlying)
Holdings
  • Common shares without par value

    (indirect: By Trust)
    22
  • Common shares without par value

    (indirect: By Trust)
    12,081
  • Common shares without par value

    (indirect: By Trust)
    176,217
  • Common shares without par value

    (indirect: By Spouse)
    2,227
Footnotes (7)
  • [F1]These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
  • [F2]On May 10, 2019, the reporting person transferred 22,898 directly owned shares to the Jaime Contreras Marvan 2006 Living Trust.
  • [F3]Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2020.
  • [F4]Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
  • [F5]The reporting person disclaims beneficial ownership of all securities held by his spouse.
  • [F6]Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The Trust is revocable. The reporting person disclaims beneficial ownership of these securities.
  • [F7]Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 22,859 on February 21, 2021, 22,859 on February 21, 2022, and 22,860 on February 21, 2023.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -