4//SEC Filing
SCHMITT DAVID L 4
Accession 0001179110-20-002735
CIK 0000911177other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:59 PM ET
Size
8.9 KB
Accession
0001179110-20-002735
Insider Transaction Report
Form 4
SCHMITT DAVID L
General Counsel & VP
Transactions
- Sale
Class A Common Stock
2020-02-28$49.19/sh−2,831$139,246→ 36,244 total - Award
Class A Common Stock
2020-02-27+23,116→ 39,075 total - Sale
Class A Common Stock
2020-03-02$48.99/sh−4,007$196,319→ 32,237 total
Footnotes (4)
- [F1]Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.
- [F2]Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017, in connection with the vesting of PSUs on February 27, 2020.
- [F3]Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F4]Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Documents
Issuer
CASELLA WASTE SYSTEMS INC
CIK 0000911177
Entity typeother
Related Parties
1- filerCIK 0001364577
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:59 PM ET
- Size
- 8.9 KB