4//SEC Filing
Muller Lee S 4
Accession 0001179110-20-003156
CIK 0001422841other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:18 PM ET
Size
9.5 KB
Accession
0001179110-20-003156
Insider Transaction Report
Form 4
Muller Lee S
Chief Financial Officer
Transactions
- Exercise/Conversion
Ordinary Shares
2020-03-04+1,137→ 28,053 total - Tax Payment
Ordinary Shares
2020-03-04$27.00/sh−277$7,479→ 27,776 total - Exercise/Conversion
Restricted Share Units
2020-03-04−1,137→ 4,548 total→ Ordinary Shares (1,137 underlying)
Holdings
- 70,000(indirect: By Spouse)
Ordinary Shares
Footnotes (4)
- [F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of March 4, 2020.
- [F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- [F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on March 4, 2018, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.
Documents
Issuer
AquaVenture Holdings Ltd
CIK 0001422841
Entity typeother
Related Parties
1- filerCIK 0001686246
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:18 PM ET
- Size
- 9.5 KB