SCHMITT DAVID L 4
4 · CASELLA WASTE SYSTEMS INC · Filed Mar 16, 2020
Insider Transaction Report
Form 4
SCHMITT DAVID L
General Counsel & VP
Transactions
- Sale
Class A Common Stock
2020-03-13$42.77/sh−610$26,091→ 21,944 total - Award
Class A Common Stock
2020-03-12+1,612→ 22,554 total
Footnotes (3)
- [F1]Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.
- [F2]Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2019, in connection with the vesting of RSUs on March 12, 2020.
- [F3]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.