Home/Filings/4/0001179110-20-005137
4//SEC Filing

Fetherman David L. 4

Accession 0001179110-20-005137

CIK 0000033488other

Filed

Apr 26, 8:00 PM ET

Accepted

Apr 27, 5:01 PM ET

Size

10.0 KB

Accession

0001179110-20-005137

Insider Transaction Report

Form 4
Period: 2020-04-24
Fetherman David L.
DirectorCEO and President
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-04-244,6662,334 total
    Exp: 2021-03-02Common Stock (4,666 underlying)
  • Exercise/Conversion

    Common Stock

    2020-04-24+5,832113,584 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-04-241,1664,668 total
    Exp: 2022-03-08Common Stock (1,166 underlying)
Footnotes (4)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
  • [F3]On March 8, 2018, the reporting person was granted 7,000 RSUs, one sixth (1,166) of which vested and settled on April 24,2020 as reported in this Form 4 upon the reporting person's retirement, and 1,166 of which vested and settled on March 8, 2020 as previously reported. The remaining 4,668 RSUs will vest 2,334 on March 8, 2021, and 2,334 on March 8, 2022, provided that the reporting person is still an Escalade employee or consultant on the applicable vesting date.
  • [F4]On March 2, 2017, the reporting person was granted 7,000 RSUs, two thirds (4,666) of which vested and settled on April 24,2020 as reported in this Form 4 upon the reporting person's retirement. The remaining 2,334 RSUs will vest on March 2, 2021, provided that the reporting person is still an Escalade employee or consultant on the applicable vesting date.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001660416

Filing Metadata

Form type
4
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 5:01 PM ET
Size
10.0 KB