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4//SEC Filing

GRIFFIN ROBERT E 4

Accession 0001179110-20-005843

CIK 0000033488other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 8:15 PM ET

Size

9.1 KB

Accession

0001179110-20-005843

Insider Transaction Report

Form 4
Period: 2020-05-11
GRIFFIN ROBERT E
DirectorChairman10% Owner
Transactions
  • Purchase

    Common Stock

    2020-05-12$8.50/sh+12,018$102,1241,293,106 total(indirect: By Partnership)
  • Purchase

    Common Stock

    2020-05-11$8.44/sh+2,623$22,1451,281,088 total(indirect: By Partnership)
Holdings
  • Common Stock

    (indirect: By Trust)
    300,000
  • Common Stock

    644,672.629
Footnotes (5)
  • [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 11, 2020 at prices ranging from $8.25 to $8.50 per share.
  • [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 12, 2020 at prices ranging from $8.465 to $8.50 per share.
  • [F3]The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
  • [F4]Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports.
  • [F5]Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0000901806

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 8:15 PM ET
Size
9.1 KB