Home/Filings/4/0001179110-20-006063
4//SEC Filing

WHITE RICHARD 4

Accession 0001179110-20-006063

CIK 0000033488other

Filed

May 13, 8:00 PM ET

Accepted

May 14, 7:49 PM ET

Size

12.6 KB

Accession

0001179110-20-006063

Insider Transaction Report

Form 4
Period: 2020-05-13
Transactions
  • Exercise/Conversion

    Common Stock

    2020-05-13+1,425156,621 total
  • Exercise/Conversion

    Common Stock

    2020-05-13+5,000161,621 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-05-131,4250 total
    Common Stock (1,425 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-05-135,0000 total
    Common Stock (5,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    2,180
  • Common Stock

    (indirect: By Trust)
    2,180
Footnotes (4)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
  • [F3]On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020, as previously reported. The remaining 1,425 RSUs vested and settled immediately prior to the reporting person's retirement as a director of Escalade on May 13, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.
  • [F4]On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, as previously reported. All 5,000 RSUs vested and settled immediately prior to the reporting person's retirement as a director of Escalade on May 13, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001195859

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 7:49 PM ET
Size
12.6 KB