Inchaustegui Roberto 4

4 · ECOLAB INC. · Filed May 20, 2020

Form 4

Period: 2020-05-18

EVP-Global Specialty Sector

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-05-18−18,353→ 0 total
Exercise: $107.69From: 2015-12-03Exp: 2024-12-03→ Common Stock (18,353 underlying)
Exercise/Conversion
Common Stock
2020-05-18$107.69/sh+18,353$1,976,343→ 47,932 total
Sale
Common Stock
2020-05-18$205.26/sh−18,353$3,767,082→ 29,579 total

Holdings

Footnotes (3)

[F1]This transaction was executed in multiple trades at prices ranging from $205.055 to $206, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401-k Plan) as of April 30, 2020. Includes 2.26 UNITS acquired since the reporting person's last report. (The 848.466 UNITS are the equivalent of approximately 1,556 SHARES of the issuer's Common Stock.)
[F3]The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Documents

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