Hough Thomas A. 4
4 · Bain Capital Specialty Finance, Inc. · Filed Jun 8, 2020
Insider Transaction Report
Form 4
Hough Thomas A.
Director
Transactions
- Exercise/Conversion
Common Stock
2020-06-05$10.22/sh+3,924$40,103→ 19,623.19 total - Exercise/Conversion
Subscription Rights
2020-06-05−15,699→ 0 totalExercise: $10.22From: 2020-05-13Exp: 2020-06-05→ Common Stock (3,924 underlying)
Footnotes (3)
- [F1]On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.
- [F2]Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.
- [F3]Prior to the transaction, the reporting person held 15,699.19 shares of Common Stock. The Form 4 filed by the reporting person on March 2, 2020 erroneously reflected that the reporting person held 16,590.19 shares of Common Stock.