Ewald Michael A 4
4 · Bain Capital Specialty Finance, Inc. · Filed Jun 8, 2020
Insider Transaction Report
Form 4
Ewald Michael A
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2020-06-05$10.22/sh+9,807$100,228→ 49,038 total(indirect: By Trust) - Exercise/Conversion
Subscription Rights
2020-06-05−42,132→ 0 totalExercise: $10.22From: 2020-05-13Exp: 2020-06-05→ Common Stock (10,533 underlying) - Exercise/Conversion
Common Stock
2020-06-05$10.22/sh+10,533$107,647→ 65,995.23 total - Exercise/Conversion
Subscription Rights
2020-06-05−39,231→ 0 total(indirect: By Trust)Exercise: $10.22From: 2020-05-13Exp: 2020-06-05→ Common Stock (9,807 underlying)
Footnotes (2)
- [F1]On June 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering.
- [F2]Pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4.