Allied Esports Entertainment, Inc.·4

Aug 17, 7:11 PM ET

HUNG ANTHONY A 4

4 · Allied Esports Entertainment, Inc. · Filed Aug 17, 2020

Insider Transaction Report

Form 4
Period: 2020-08-13
HUNG ANTHONY A
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2020-08-13$1.72/sh8,705$14,92991,295 total
  • Sale

    Common Stock

    2020-08-14$1.60/sh10,634$16,98780,661 total
  • Sale

    Common Stock

    2020-08-17$1.56/sh5,660$8,85275,001 total
Footnotes (5)
  • [F1]The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020.
  • [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  • [F3]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  • [F4]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  • [F5]Includes 50,000 shares of restricted stock; which restrictions lapse on 25,000 shares on each of 8/18/2021 and 8/18/2022.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -